This Article reflects on the codes of conduct the United States has devised, and has improvised, during the last ten years of the Twilight War. As the polemics have subsided and policies are regularized for the long haul, I focus only on two major issues—codes for interrogating enemy captives and the code for defining the enemy. As “legal realists” have observed, legal doctrines rarely emerge from classrooms and often not even from courts. This is then a personal history of how these legal policies took shape and evolved. But one of the most important insights to take away from this historical episode was that the advocates for the radically new codes of conduct framed the issue as a legal question—substantively and bureaucratically. Instead of framing the question around what “should” be done, carefully inventorying prior U.S. and foreign experience in detention practices and interrogations and analyzing all the pros and cons, the issue was debated as one of what “can” be done. If it does nothing else, this episode should reveal the dangers implicit in this habit of thought.
The Essay also underscores the policy and even management value of well-defined, politically sustainable guidelines for secret operations to kill enemies and deal with captives. Because the government must entrust intelligence operatives with exceptional power, a fundamental social contract forms. Such a social contract is an essential foundation to granting intelligence agencies and military departments, with thousands of employees conducting many operations around the world, extraordinary powers to intercept communications, break laws in other countries, and even use lethal force to defend the country—all in secret. When the contract is broken, trust breaks down and all sides will lose.
An essential element of the theory of retribution has been missing from courts’ and legal scholars’ analyses. While they have outlined a number of varieties of the theory and fleshed out their nuances, courts and scholars have largely neglected to examine which harms flowing from a criminal offender’s conduct should be considered in determining that offender’s desert. The more remote harms caused by an offender’s conduct, such as the effects of his offenses on the families and friends of their victims or the effects of criminal conduct on society in general, are pervasive in communities across the nation. This Article takes a first look at this overlooked issue of the role that more remote harms should play in sentencing and asserts that accounting for these more remote harms under certain conditions would better reflect the basic tenets of harm-based retributivism—the theory at the heart of many sentencing schemes. The Article acknowledges some of the concerns that considering these harms raises and argues that a proximate causation analysis is essential to limit the harms considered in sentencing while acknowledging the full array of harms caused by criminal conduct. This notion of “proximate retribution” is necessary to rein in criminal liability under the theory.
Across numerous areas of the law—including family law, criminal law, labor law, health law, and other fields—when children are involved, maturity determinations are pivotal to outcomes. Upon reaching maturity, however defined, an individual has access to a range of rights not previously available and is expected to fulfill certain duties. Despite the central importance of maturity, the law’s approach to it has been to consider the concept of maturity in a piecemeal and issue-specific fashion. The result is a legal construct of maturity that is anything but consistent or coherent. For example, every state has a minimum age below which a child is considered not mature enough to consent to sex. However, if money is involved, more than forty states deem that child mature enough to have consented to sex for money and be charged with the crime of prostitution (even if the money is paid to a pimp and the child never sees it). This Article seeks to undertake a holistic assessment of the law’s approach to maturity.
Markers of maturity in the law frequently occur at different points in time. An examination of key indicators of maturity under the law reveals that the law is inconsistent, not only across issues but also within the same issues. Children are deemed mature enough to participate in the polity (e.g., vote) at a different age from when they are deemed mature enough to exercise independent economic power (e.g., work or contract), control their own bodies (e.g., engage in consensual sex), or assume adult social responsibilities (e.g., drink alcohol in public places).
In short, the law provides little clear guidance on how maturity should be understood and treated. Recent research on brain development and the work of cognitive psychologists provide some answers. To date, however, a significant consideration has been largely overlooked—cultural conceptions of maturity. Thus, this Article seeks to bring cultural perspectives on maturity into the dialogue. Ultimately, this Article aims to bring some clarity to the issue of maturity and examine whether cultural practices can inform the legal, policy, and moral questions in the law’s approach to maturity.
The death knell for print journalism has tolled ominously for fifteen years. Although newspapers have been the source of daily news for most of the world since the early seventeenth century, the immediate and widespread acceptance of the Internet and online news has likely sounded the inevitable end for newspapers. This is evidenced by the radical decline in newspaper revenues, which has caused many newspapers to go out of business and others to cut their staffs significantly.
Newspaper companies contend they are losing business to news “aggregators” who do not expend resources gathering and reporting the news, and instead distill a newspaper’s newly published content and republish it on their own websites. Consumers may then read the stories on aggregators’ websites, rather than the newspaper’s website. Several commentators and the Federal Trade Commission have suggested that the “hot news” doctrine be used to prevent the further decay of the print journalism industry, and the Second Circuit Court of Appeals recently reaffirmed the survival of the hot news tort in Barclays Capital Inc. v. Theflyonthewall.com.
This Comment argues that because the hot news doctrine provides the originator of factual information with the exclusive right to disseminate that information, the doctrine is incompatible with traditional intellectual property law and the First Amendment. As consumers and advertisers turn to the Internet for interest-focused content, the doctrine will not protect newspapers from facing financial difficulty. It, therefore, does not justify the restraint it places on the dissemination of truthful information. The potential exists for drastically better journalism in the digital world because the consumer can interact, comment, and seek out the information that is of interest to him. The courts should not hinder this development by providing newspapers with rights that were never meant to be within their power.
According to pollution-haven hypothesizers, as environmental regulations increase in First World countries and raise costs of production, pollution-intensive industries will migrate into developing countries with less-stringent regulation. This occurrence is also known as the “race to the bottom” or “industrial flight.” The result is an ironic causal chain where developed countries’ measures on behalf of sustainability become a catalyst for the exploitation of lesser protected areas and peoples.
There is much reason to believe that environmental regulation will increase in the developed world, particularly in the United States, exacerbating the potential for industrial flight and its resultant scenarios. Added attention to global warming and other environmental issues continue to spur the adoption of new regulations and standards that industries must adhere to. Resultantly, businesses worry about the effect of mounting controls on their market competition. The fear is that many corporations will move their operations overseas to countries that prioritize the benefit of economic development over the cost of environmental degradation.
While there is a heavy amount of literature on industrial flight, international environmental injustice, and redress for environmental harms, much less exists that ties these concepts together. Additionally, recent developments merit an update into the examples and obstacles of the subject. This Comment will thus provide a comprehensive investigation of pollution havens from their originating circumstances to their resulting environmental atrocities and discuss the limitations of recovery for foreign victims, as well as potential solutions to these problems.
In 1990 the Fourth Circuit held that the copyright misuse doctrine constitutes a valid affirmative defense against claims of infringement. This doctrine prohibits copyright holders from impermissibly expanding the scope of their copyrights. However, the courts have been hesitant to allow this defense in situations where copyright holders license primarily to restrict resale of copyrighted software or to prohibit third-party use of software licensed to a customer, even for general computer-servicing purposes such as trouble shooting and software maintenance. This Comment reviews the purpose of the copyright misuse doctrine and its application by the Federal Appellate Courts. It argues that in two specific scenarios the copyright misuse doctrine should be a viable defense against claims of copyright infringement.
The first scenario occurs when a copyright holder licenses its software primarily to restrict resale in the secondary market. Such licenses are simply sales disguised as licenses. Moreover, they exclusively benefit the copyright holder and entirely disregard the primary policy behind copyright law of securing for the public the benefits derived from the copyright worked. If all copyright holders began utilizing these types of licenses it could very easily lead to the demise of secondary markets, such as used book and software stores.
The second scenario occurs when a copyright holder prevents third parties from servicing a customer’s computer using software licensed to the customer. Such practices risk giving copyright holders an absolute monopoly on the service market associated with their software. While copyright law encompasses many rights, control of the service market for the copyrighted work is not one of these rights.
By providing and analyzing data about the appellate process, this study aims to help lawyers understand the types of cases that are most often reversed and the most common reasons for reversal in the Texas courts of appeals. For practitioners formulating a post-judgment strategy, this study is meant to provide a starting point toward a reasoned, accurate evaluation of the potential appeal and a tool to use in selecting the points deserving of the greatest emphasis on appeal. The study found that the statewide reversal rate in civil appeals is 36%. The study also found that the courts of appeals reverse judgments entered on jury verdicts at a higher rate than summary judgments, reflecting a recent shift toward reversing judgments entered on jury verdicts and a shift away from reversing summary judgments. Over the nine-year period since the study was last conducted, tort plaintiffs have responded to an increasingly difficult litigation climate by filing fewer cases, taking fewer cases to judgment, and appealing fewer cases to the courts of appeals. But even though tort and DTPA plaintiffs have been “picking their battles” more selectively, they have not experienced any greater success on appeal.
In Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co. (Festo II), the Supreme Court addressed the role of prosecution history estoppel as a limitation on the doctrine of equivalents. The Court announced three specific situations where a narrowing amendment related to patentability does not trigger prosecution history estoppel. One such situation occurs when the rationale behind a patentee’s narrowing amendment bears “no more than a tangential relation to the equivalent in question.” Nine years after Festo II, there is still no consistent definition for when a narrowing amendment is tangential.
This Comment provides the necessary framework to discern whether a tangential limitation triggers prosecution history estoppel. A narrowing amendment contains a tangential limitation when two conditions are met: (1) the patentee argues during prosecution that it made the narrowing amendment solely to distinguish its invention from a feature found in prior art; and (2) the purpose behind the narrowing amendment was to clarify a feature different from the one the patentee is asserting has been infringed under the doctrine of equivalents. Additionally, this Comment argues a limitation found in a narrowing amendment is never tangential if it specifies a limited physical range, so the patentee cannot argue something falling outside that limited range infringes under the doctrine of equivalents.
Environmental concerns pose real problems for the manufacturing industry. Not only do producers face constrained access to natural resources, but they are also under pressure from environmental action groups to reform wasteful processes. To remain competitive, manufacturers can either fashion cheaper, more disposable products or they can design products to promote repair, remanufacturing, and repurposing. But the latter solution both increases manufacturing costs and diverts potential revenue to third party remanufacturing companies. Without means of recovering these costs, manufacturers will be dissuaded from employing environmentally conscious solutions.
The patent system allows inventors to internalize research and development costs without worrying about unencumbered competition in the market for the patented item. By doing so, the patent system provides incentives to invent, disclose, and innovate. It can also provide an incentive to design for remanufacturing. Implementation of an ancillary system for tracking claims of environmental improvement within the overall body of an existing patent allows the Patent Office to offer a simple means for recovering front-end investments in environmentally conscious manufacturing. Quantitative methods already exist to classify these environmental design improvements. Patent examiners would only need to verify the improvement level of a given design process against these methods in allowing the claims. In an issued patent, remanufacturing claims would offer a defense to the doctrine of exhaustion, allowing a company to retain limited use rights in the refurbishment of its product.
The Internet—both its bright and dark sides—poses challenges not previously faced by copyright law. Adding still more provisions to an already complex Copyright Act is not the best way to respond. Rather, Congress should simplify and reconstruct the Act around five principles: (1) Copyright law should promote copyright commerce; (2) Copyright law should extend exclusive rights into every corner where they have value, except where transaction costs of harm to fundamental values outweigh the value of market transfers; (3) Copyright law should promote, not discourage, innovation in reducing transaction costs; (4) Copyright should not extend exclusive rights where the resulting harm to fundamental values outweighs the value of market transfers; and (5) A copyright statute should promote fidelity to copyright law.
Trademark: Today and Tomorrow
Words are the prototypical regulatory subjects for trademark and advertising law, despite our increasingly audiovisual economy. This word-focused baseline has continuing consequences for the Lanham Act, which often misconceives its object, resulting in confusion and incoherence.
The paper explores some of the ways courts have attempted to fit images into a word-centric model, while not fully recognizing the particular ways in which images make meaning.
Trademark: Today and Tomorrow
The functionality doctrine serves a unique role in trademark law. It is one of very few doctrines that can claim the mantle of a true defense: unlike virtually every other doctrine, a functionality finding can trump consumer understanding (or so it seems, at least in mechanical functionality cases). But despite the potential power of the doctrine, it is quite inconsistently applied. This is true of mechanical functionality cases because courts differ over the extent to which the doctrine is ultimately reducible to a determination of the effect of exclusive rights on competition. And it is even worse with respect to aesthetic functionality: courts often resist applying the doctrine where it seems called for, and some even reject the concept outright. I argue that the problems with functionality are largely intractable because they reflect a much bigger problem: trademark law lacks a sufficiently robust theory of competition against which particular actions can be judged “unfair.” Courts have long struggled, for example, to determine whether patent law sets the competitive baseline with respect to functional product features such that trademark law must stay clear, or whether, instead, courts should inquire into competitive need on a case-by-case basis. And they have long simply assumed that access to mechanically useful features is much more competitively important than access to aesthetic or ornamental features, even where the evidence points rather strongly to the opposite conclusion. This Essay suggests that the functionality doctrine remains muddled because it reflects these underlying tensions, and that none of the debates can be resolved simply by reference to economics. Each view reflects a normative judgment about the “natural” structure of a competitive market.
Trademark: Today and Tomorrow
Trademark law’s goal seems, at first, wonderfully straightforward. It prevents the deception of consumers regarding the source of products and services. This, in turn, leads to an important associated benefit: investments in the quality of products and services designed to bolster trademark goodwill.
Yet when we explore contemporary trademark jurisprudence, a cast of entirely foreign commitments bedevilling this core logic confronts us. This Essay identifies four “daemons” of trademark jurisprudence, four alternative inner animi that motivate the actions of courts considering trademark cases. They are: the daemon of creativity, the daemon of identity, the daemon of
efficiency, and the daemon of fair use.
All of these daemons are well-intentioned creatures, yet none of them serve the foundational function of trademark law. Instead trademark’s daemons threaten the integrity of its mission. Accordingly, I propose that they be rooted out and exiled from the domain of trademark.
Trademark: Today and Tomorrow
Surprisingly, we still lack basic information concerning trademark application “grant rates” (i.e., the percentage of trademark applications that result in registration) at the U.S. Patent and Trademark Office. We thus lack data that are crucial to assessing, among much else, overall “trademark quality” at the PTO (i.e., the reliability of trademark registration status at the PTO as an indication of actual trademark validity). Working from a previously unstudied dataset covering U.S. federal trademark applications since the late nineteenth century, this paper reports and analyzes U.S. federal trademark application grant rates along a variety of dimensions, including by year and basis of application, by type of mark, by country of applicant, and by industry category and goods and services classification. The paper focuses in particular on the 27-year period from 1981 to 2007, during which the PTO received some 4.2 million applications for trademark registration and with respect to which the dataset’s data appear to be especially reliable.
Trademark: Today and Tomorrow
Consumers who want to express themselves by wearing contemporary clothing styles should not have to choose between expensive brands and counterfeit products. There should be a clear distinction in trademark law between illegal, counterfeit goods and perfectly legal (at least with respect to trademark law) “knockoffs,” in which design attributes have been copied but trademarks have not. Toward that end, as a normative matter the aesthetic features of products should not be registrable or protectable as trademarks or trade dress, regardless of whether they have secondary meaning, just as functional attributes of a utilitarian nature are not eligible for Lanham Act protection. With enough advertising, any product feature can acquire distinctiveness. Only the assertive deployment of functionality bars by courts can prevent the illegitimate and costly construction of trademark-based product monopolies.
The purported trademark related harms that stem from the production and distribution of noncounterfeit knockoffs are, in reality, the effects of legitimate competition based on attributes such as price, quality, consumer appeal, and availability, with which trademark law should not interfere. Repressing or illegalizing knockoffs illegitimately prevents lower income people from procuring and enjoying goods with aesthetic attributes that are not properly monopolized through trademark law, and probably perversely increases the demand for counterfeit items.
When a debtor entity chooses to sell assets under Chapter 11 of the Bankruptcy Code, it may enter into an agreement with an initial “stalking horse” bidder to facilitate maximum payment of its debt. Fortunately for the stalking horse, break-up fees—mechanisms intended to reimburse an initial bidder for its expenditures leading up to an ultimately unexecuted transaction between itself and the debtor—protect stalking horses if they are outbid. However, many courts have become less willing to award break-up fees pursuant to non-bankruptcy standards of review, which are traditionally more deferential to the decisionmaking processes of the parties involved in the transaction.
A prime example of this trend is the decision of the Third Circuit Court of Appeals in In re Reliant Energy Channelview LP. In this case, the initial bidder was denied a break-up fee award because the debtor’s commitment to “seek” approval of the fee was deemed inadequate to demonstrate that the fee was necessary either to induce or maintain the initial bidder’s bid, or to preserve the value of the bankruptcy estate. Moreover, the mere presence of an alternative bidder who objected to the break-up fee provision but was not bound to submit a bid, was deemed adequate to protect the bankruptcy estate from the harm that would have arisen had it been left without a bid sufficient to cover its debts.
At first glance, the outcome in Reliant is hardly surprising given some courts’ increasing willingness to subject break-up fee provisions to greater scrutiny. However, this Note argues that the Reliant court not only lost sight of the reasons underlying bid protection mechanisms in bankruptcy asset sale agreements, but also unnecessarily subverted the reasonable business judgments of the parties in a decision that fundamentally undermines the reasoning behind bid protection mechanisms, especially in the context of solvent debtors.
After the explosion of Deepwater Horizon in the Gulf of Mexico in April 2010, Congress considered legislation aimed at increasing the liability limits placed on companies responsible for oil spills. Particularly at issue was a provision of the Oil Pollution Act of 1990 that places a $75 million legal limit on a company’s liability for economic damages as a result of an oil spill.
This Comment reviews the relevant provisions of the Oil Pollution Act of 1990 and discusses the legislative proposals considered by Congress. It argues that eliminating the cap on damages, even retroactively, would have little or no impact on the amount of recovery achieved by injured parties claiming relief from the disaster. Should Congress pursue such action, it could seriously jeopardize the current structure of the oil drilling and production industry by arbitrarily imposing additional costs on operators. It concludes by proposing that action by Congress be measured, reasoned, and deliberate, focusing on active and ongoing regulation, rather than knee-jerk legislation, as a response to short-term public outcry.
There is widespread belief in the United States that executive compensation played a significant role in the collapse of credit markets in 2007 and the subsequent financial crisis of 2008–2009 as managers took excessive risks because they were compensated for achieving short-term results. Yet even before the financial crisis, the structure and level of executive pay at public companies has been a source of intense policy debate in the United States.
The “say-on-pay” provisions of the Dodd-Frank Act of 2010 require all public companies to hold a nonbinding shareholder vote on executive pay at least every three years, beginning in 2011. This Comment argues that Congress could have done better. The managerial power theory of executive compensation holds that executives unduly influence a company’s board of directors in order to extract excess pay. If Congress intended for the Dodd-Frank say-on-pay legislation to combat excessive managerial power as the root cause of excessive managerial pay, it should have provided for public company shareholders to decide (i) whether they want to have a say-on-pay in the first place; and (ii) whether they desire a say-on-pay vote to be binding on the board of directors. Legislation allowing shareholders to “opt-in” to a vote on executive pay is the most efficient response to the managerial power problem because it gives shareholders the ability to adopt say-on-pay only when they believe it will benefit the company.
On March 10, 2011, Lamar Smith, Chairman of the House of Representatives’ Committee on the Judiciary, introduced H.R. 966, the Lawsuit Abuse Reduction Act (Sen. Charles Grassley, the ranking Republican member of the Senate Judiciary Committee, sponsored an identical measure). Animated by concern over rising costs and abuses in federal civil cases, the bills stiffen penalties against lawyers who file sanctionable papers in federal court by legislatively amending Rule 11 of the Federal Rules of Civil Procedure, the general certification and sanctions standard for federal civil cases. Aware that the political winds are pointing in LARA’s favor, my objective in this short paper is to articulate the strongest arguments against the proposed legislation. This paper expands significantly on prepared testimony I gave by invitation to a House committee regarding the legislation. My hope is that this work will make a valuable contribution to the public debate regarding this proposed, significant reform of federal practice. Briefly summarized, the paper proceeds as follows. Part I argues that the proposed legislation would not only fail to resolve the problems asserted to justify its passage but would actually increase costs and delays in federal court and foster greater litigation abuse. In Part II, I argue that there is no empirical support for the assertion that the 1993 amendments to Rule 11 can be blamed for whatever problems do exist today with federal civil litigation. Part III makes the case that LARA’s passage is not needed because there are many available alternatives for managing federal civil litigation costs and abuses. Finally, in Part IV, I demonstrate that the assertions made by LARA’s sponsors regarding the extent of costs and abuse in federal civil litigation are greatly exaggerated. Although this latter argument may have little traction in public debates over the legislation, it may be more effectively invoked in support of the institutional argument that this sort of procedural reform is best considered through the more deliberative Rules Enabling Act process. That is, reasonable legislators may be convinced that judicial rulemakers can be relied upon, as they have been for many years, to monitor the state of civil litigation and to consider reforms of the rules, as necessary, to control litigation costs and abuses.
This article proposes to repeal the QTIP provisions in order to collect revenue now for transfers that are essentially transfers to third parties and not to the decedent’s spouse. Because there are advantages of increased flexibility attendant to a QTIP as opposed to a PAT, this article proposes to take those repealed QTIP benefits and attach them to the PAT, which would greatly enhance that marital deduction trust form. A super-charged PAT would thereby be able to preserve the decedent’s GST tax exemption (like a reverse QTIP), create a decedent’s by-pass trust by allowing a PAT (or a partial PAT) “election-out,” and create a decedent’s state-only PAT marital deduction. The super-charged PAT would provide for much desired post-mortem tax planning without the complex and strict requirements of a disclaimer. Moreover, the new PAT would eliminate conflicts of interest and fiduciary problems inherent in the QTIP form of the marital deduction. Lastly, by repealing the QTIP provisions and by super-charging the PAT, the marital deduction would truly be a marital deduction and not a third party beneficiary tax deferral device.
Foodborne illnesses have changed with the times. Improper food preparation used to be the number one cause of foodborne illnesses, now it is the food itself—contaminated from fast and sloppy slaughtering. Inspection methods must, like the pathogens, keep up with the times. Though the meatpacking industry is now conducting microbiological testing, there are flaws in the pathogens selected for testing, what is being tested, when the testing is conducted, and how positive test results are treated. This Comment examines current inspection practices, indicates areas that need improving, and discusses how changes could be made to the regulatory scheme and inspection practices to reduce the number of foodborne illnesses and deaths caused by E. coli.
The North American Free Trade Agreement (NAFTA) attempts to alleviate the problems associated with risky foreign investment through its chapter on investment, Chapter 11, which creates broad substantive protections and rights for investments made among Canada, Mexico, and the United States. The main goal of NAFTA’s Chapter 11 is to promote investment among the three signatory states. With this objective in mind, Chapter 11’s protections should provide investors with security when making investments within one of the signatory states. Along with other substantive provisions, Chapter 11 includes a “Minimum Standard of Treatment” (MST) clause that guarantees investors “treatment in accordance with international law, including fair and equitable treatment” (FET). These protections—articulated in Article 1105—are designed to promote investment, encourage economic growth, and protect foreign investment from arbitrary actions by host governments.
Despite these economic goals, recent restrictive interpretations of Article 1105 have eroded the substantive protections that NAFTA’s Chapter 11 provides investors. This Comment argues that the current interpretation of NAFTA’s Article 1105 and its application of FET is economically and legally dangerous and should be expanded to provide further protection for foreign investment among the signatory states.